1 |
ınfo for |
2 |
Departments & divisions |
3 |
"...to protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected therewith or incidental thereto" |
4 |
The commodity derivatives market regulation department is responsible for supervising the functioning and operations of commodity derivative exchanges. |
5 |
The corporation finance department deals with matters relating to (i) ıssuance and listing of securities, including initial and continuous listing requirements (ii) corporate governance and accounting/auditing standards (iii) corporate restructuring through takeovers / buy backs (iv) delisting etc. |
6 |
The department will handle its functions through the following divisions: 1.statistics division 2.publication division 3.regulatory research division 4.history cell 5.policy research division 6.systematic stability unit 7.division of commodity research (agriculture) & (non agriculture) |
7 |
The department of debt and hybrid securities is responsibe for matters related to corporate bonds, listed debt securities, real estate ınvestment trust, ınfrastructure ınvestment trust, deemed public issues of debt securities and complaints in respect of aforementioned areas of work. |
8 |
Contents required from department. (2) |
9 |
The enquiries and adjudication department would handle quasi-judicial matters and provide timely hearings and initiates adjudication brought by the other departments against alleged violators who are within sebı's disciplinary jurisdiction. |
10 |
This department would support all of the internal operations of sebı. |
11 |
The human resources division will perform all the functions in its role as the princ****l personnel and human resources authority in sebı. |
12 |
Fpıc |
13 |
This department would perform its role as the technical support group for sebı. |
14 |
The integrated surveillance department is responsible for monitoring market activity through market systems, data from other departments and analytical software. |
15 |
The ınvestigations department is responsible for: - conducting investigations on potentially illegal market activities. - providing referrals to the enforcement department. - a***isting the enforcement department in enforcing sebı action against violators. |
16 |
The ınvestment management department is responsible for registering and regulating mutual funds, venture capital funds, foreign venture capital investors, collective investment schemes, including plantation schemes, foreign ınst**utional ınvestors, portfolio managers and custodians |
17 |
The department of legal affairs would be responsible to provide legal counsel to the board and to its other departments, and to handle non-enforcement litigation. |
18 |
The market ıntermediaries regulation and supervision department is responsible for the registration, supervision, compliance monitoring and inspections of all market intermediaries in respect of all segments of the markets viz. equity, equity derivatives, currency derivatives, debt and debt related derivatives. |
19 |
The market regulation department (mrd) is responsible for formulation of policy and supervision of functioning and operations of market ınfrastructure ınst**utions (mııs) such as, stock exchanges, depositories and clearing corporations. mrd consists of the following divisions: |
20 |
The office would perform the following: -ımplement information-sharing initiatives with international regulators -partic****te in international regulatory organizations -handle all matters related to foreign a***isted projects -establish guidelines for interaction with foreign government agencies and foreign |
21 |
The office will support sebı's operation by handling investor complaints centrally and be the focal point of sebı's investor education effort.the office would be the single point interface with investors and would receive complaints relating to all departments, forward to the concerned departments. |
22 |
The department will handle its functions through the following divisions: - office of the executive a***istant to chairman |
23 |
The regional office will handle work as per existing delegation and shall continue to report to functional heads for specific departmental functions while reporting administratively to sebı executive directors. |
24 |
Vigilance department is headed by chief vigilance officer (cvo) |
25 |
ınvestor complaints |
26 |
Video |